WebRaymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be … WebDec 21, 2024 · Raymond Eugene James, age 78, of Dawn Drive, Morehead, went home to be with the Lord on Sunday, December 18, 2024, at Frankfort Regional Medical Center in Frankfort, Kentucky. Born October 26,...
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WebFeb 2, 2024 · FINRA investigated and found that Raymond James Financial Services, Inc. (“RJFS”), failed to implement procedures that were reasonably designed to detect and cause the reporting of suspicious transactions in the accounts of its customer who used his brokerage accounts at RJFS to conduct a Ponzi scheme that resulted in losses of … WebDavid Castagna joined Raymond James in 2011. He brings more than 20 years of technology investment banking experience across multiple sectors. ... served as head of TMT investment banking at Cowen and Company and as head of technology investment banking at Thomas Weisel Partners. Mr. Castagna holds an MBA from Stanford … WebRaymond James Jun 2024 - Present 11 months. New York, New York, United States Director of Investor Relations First Citizens Bank Jul 2024 … greenville county library berea greenville sc